Most Important Terms and Conditions

At PKC TRADING (SEBI Reg. No. INH000021836 | BSE Enlistment No. 6634), we are committed to maintaining the highest standards of transparency, ethical conduct, and compliance under SEBI’s regulatory framework.

Key Terms & Conditions

Non-Execution Policy

PKC TRADING operates strictly as a research and advisory firm. We do not execute trades on behalf of clients and do not access client trading or Demat accounts. Our role is to provide market insights and research; execution remains the sole responsibility of the client.

Fee Structure & Limits

Our advisory fees are governed by SEBI and Research Analyst Administration and Supervisory Body (RAASB) guidelines.

• For individual and HUF clients, the maximum fee cap is ₹1,51,000 per family per financial year (excluding applicable taxes).
• This limit does not apply to institutional clients or accredited investors.

Advance Fee Collection

Clients may opt to pay fees quarterly in advance, in line with SEBI regulations. If a service is terminated early by either party, the client will be entitled to a pro-rata refund for the unused service period.

Permissible Payment Modes

We accept payments through:

• UPI
• Bank Transfer
• Cheque
• BSE’s CeFCoM (Centralized Fee Collection Mechanism)

Cash payments are strictly not accepted.

⚖️ Conflict of Interest

We maintain full compliance with SEBI’s conflict of interest policies. Any actual or potential conflict that may affect the quality of research will be disclosed to the client in advance.

No Guaranteed Returns

PKC TRADING does not offer or promote fixed/assured return schemes. All investment decisions are subject to market risks. We provide research-based recommendations, not profit assurances.

Use of Research Reports

Clients are expected to exercise independent judgment when acting on our research.

• PKC TRADING is not liable for any losses incurred.
• Past performance is not indicative of future results.