Complaints – disclosure data
As required under SEBI investor protection norms, PKC Trading (hereinafter referred to as the intermediary) publishes Complaint Data to be Displayed for our research clients — including segregation by intake channel, month-on-month disposition, and year-on-year (financial-year) disposal trends. For redressal, see our Grievance Redressal and Investor Charter, and escalate via SEBI SCORES.
MoM and YoY tables list each calendar month and each Indian financial year (April–March) from the earliest month implied by the earlier of your SEBI registration and NSE/BSE Research Analyst enlistment validity (SEBI RA (May 01, 2024 – Perpetual); BSE (July 14, 2025 – Perpetual)), through March 2026. Tables are sorted with the latest period first. Months or years before substantive activity may legitimately show all zeros until your MIS is updated.
Data last refreshed (administrative): 2026-04-01. Figures are reconciled internally before publication.
Complaint Data to be Displayed
Data for the month ending – March 2026
| Sl. No. | Received From | Pending at the end of last month | Received | Resolved* | Total Pending# | Pending Complaints > 3 months | Average Resolution time^ in days |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 |
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
- ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of Monthly Disposal of Complaints (MoM)
| Sl. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | March 2026 | 0 | 0 | 0 | 0 |
| 2 | February 2026 | 0 | 0 | 0 | 0 |
| 3 | January 2026 | 0 | 0 | 0 | 0 |
| 4 | December 2025 | 0 | 0 | 0 | 0 |
| 5 | November 2025 | 0 | 0 | 0 | 0 |
| 6 | October 2025 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 |
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
Trend of Annual Disposal of Complaints (YoY)
| Sl. No. | Year | Carried forward from previous year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2025–26 | 0 | 0 | 0 | 0 |
| 2 | 2024–25 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 |
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
